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計(jì)算主義:我國(guó)法學(xué)量化研究的現(xiàn)實(shí)譜系*
網(wǎng)絡(luò)安全與數(shù)據(jù)治理 7期
張芷維,馬佳羽
(1.清華大學(xué)智能法治研究院,北京100084; 2.哈爾濱工程大學(xué)人文社會(huì)科學(xué)學(xué)院,黑龍江哈爾濱150001; 3.中國(guó)政法大學(xué)法治信息管理學(xué)院,北京100088)
摘要: “法學(xué)量化研究”以“計(jì)算主義”為認(rèn)識(shí)論基礎(chǔ),作為計(jì)算法學(xué)的研究范式之一,“法學(xué)量化研究”的學(xué)理表達(dá)不能被法學(xué)實(shí)證研究所兼并或同化,必須從模糊的學(xué)術(shù)話語(yǔ)體系中抽離予以單獨(dú)識(shí)別。以2016年~2022年我國(guó)主要法學(xué)期刊發(fā)表的法學(xué)量化研究為研究樣本,可以大體“繪制”出我國(guó)“法學(xué)量化研究”的現(xiàn)實(shí)譜系。就研究主體而言,我國(guó)法學(xué)量化研究的主要學(xué)術(shù)機(jī)構(gòu)呈現(xiàn)“核心—發(fā)散”的分布特征,“核心”仍是主流。就研究疆域而言,我國(guó)法學(xué)量化研究所涉領(lǐng)域逐漸多元,但仍呈現(xiàn)“一家獨(dú)大”的局面。就研究歸旨而言,我國(guó)“法學(xué)量化研究”承載了“三位一體”的學(xué)理功能,包括“事實(shí)層”的“法律系統(tǒng)描述(司法現(xiàn)象挖掘)”功能;“規(guī)范/制度層”的解釋(教義)、檢視(法實(shí)效)、修正與建構(gòu)功能;“理論層”的檢視(證偽與效驗(yàn))、修正(再造)與創(chuàng)造功能。這三個(gè)功能并非彼此割裂,而是憑借其內(nèi)部的“自驅(qū)和共生”機(jī)制,形成了法學(xué)量化研究的良性功能互動(dòng)機(jī)制。面向未來(lái)的法學(xué)量化研究應(yīng)以“計(jì)算法學(xué)”為學(xué)科歸屬,一方面強(qiáng)化與社科法學(xué)和法教義學(xué)的方法論互動(dòng),另一方面需要內(nèi)化其他社會(huì)科學(xué)的知識(shí)以紓解“知識(shí)聯(lián)結(jié)之困”。
中圖分類號(hào):D920.0
文獻(xiàn)標(biāo)識(shí)碼:A
DOI:10.19358/j.issn.2097-1788.2023.07.003
引用格式:張芷維,馬佳羽.計(jì)算主義:我國(guó)法學(xué)量化研究的現(xiàn)實(shí)譜系[J].網(wǎng)絡(luò)安全與數(shù)據(jù)治理,2023,42(7):12-22,30.
Computationalism: the realistic ancestry of legal quantitative research in China
Zhang Zhiwei1,2, Ma Jiayu1,3
(1.Institute for Studies on Artificial Intelligence and Law,Tsinghua University, Beijing 100084, China; 2.College of Humanities and Socail Sciences, Harbin Engineering University, Harbin 150001, China; 3.School of Information Management for Law,China University of Political Science and Law, Beijing 100088, China )
Abstract: As one of the research paradigms of computational law science, legal quantitative research is based on computationalism, its academic expression cannot be merged or assimilated by legal empirical research. It must be separated from the vague academic discourse system and identified separately. Taking the legal quantitative research published in China′s major legal journals from 2016 to 2022 as the research sample, we can generally draw the realistic ancestry of legal quantitative research in China. In terms of the research subject, the main academic institutions of legal quantitative research in China present the distribution characteristics of "CoreDivergence", and the "Core" is still the mainstream. As far as the research territory is concerned, the subject of legal quantitative research is gradually diversified, and yet still presents a situation of "One Dominance". While in the research purpose, China′s legal quantitative research carries the theoretical function of "Threeoneness", including the function of legal fact description (judicial phenomenon mining); the interpretation (doctrine), examination ( legal effect ), correction and construction function of principle ; the inspection (falsification and validation), correction (reconstruction) and creative function of theoretical aspect. These three functions are not separated from each other, but form a benign functional interaction mechanism of legal quantitative research by virtue of its internal "selfdriving and symbiosis" mechanism. The futureoriented legal quantitative research should take "computational law science" as the discipline conversion. On one hand, it would strengthen the methodological interaction with social science law and legal dogmatics. On the other hand, it needs to internalize the knowle
Key words : computational law science; legal quantitative research; legal empirical research; theoretical function; paradigm transformation

0    引言

法學(xué)量化研究以“計(jì)算主義”認(rèn)識(shí)論為哲學(xué)基礎(chǔ),以計(jì)算方法展開(kāi)法律大數(shù)據(jù)分析,屬于“計(jì)算法學(xué)”的研究范式之一。美國(guó)著名大法官霍姆斯曾說(shuō):“對(duì)于理性法學(xué)研究來(lái)說(shuō),主流的做法是對(duì)法律進(jìn)行‘白紙黑字’的解讀,而將來(lái)的法學(xué)研究必將屬于那些精通統(tǒng)計(jì)學(xué)和經(jīng)濟(jì)學(xué)的人”,這種見(jiàn)解或可成為法學(xué)量化研究之嚆矢。實(shí)證或量化研究是新興的法學(xué)研究手段,因此國(guó)內(nèi)外許多學(xué)者從文獻(xiàn)分析的角度,審視了學(xué)界實(shí)證(量化)研究的現(xiàn)狀。

在國(guó)外,2011年邁克爾·海斯(Michael Heise)教授在West Law法學(xué)期刊數(shù)據(jù)庫(kù)中,通過(guò)檢索標(biāo)題中含有“實(shí)證”(empirical)或“定量”(quantitative)或“統(tǒng)計(jì)”(statistical)或“回歸”(regression)等關(guān)鍵詞的文章(1990年~2009年),考察了當(dāng)時(shí)美國(guó)法學(xué)界中實(shí)證研究(量化研究)的狀況。在國(guó)內(nèi),2015年程金華曾以中國(guó)知網(wǎng)為檢索平臺(tái),設(shè)置檢索時(shí)間期限為1979年~2015年,對(duì)標(biāo)題中包含“實(shí)證”的、刊發(fā)于32個(gè)法學(xué)核心期刊的文章進(jìn)行了大數(shù)據(jù)(樣本)分析。類似地,屈茂輝、雷鑫洪、趙駿等學(xué)者也運(yùn)用了此類方法進(jìn)行了研究。

本文將采取類似的“文獻(xiàn)分析法”,對(duì)我國(guó)法學(xué)量化研究按照如下路徑進(jìn)行譜系化梳理:范疇厘定—樣本擇取—研究主體—研究疆域—研究歸旨。



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作者信息:

張芷維1,2,馬佳羽1,3

(1.清華大學(xué)智能法治研究院,北京100084;2.哈爾濱工程大學(xué)人文社會(huì)科學(xué)學(xué)院,黑龍江哈爾濱150001;3.中國(guó)政法大學(xué)法治信息管理學(xué)院,北京100088)

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