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异步审理模式的诉讼效率分析
——基于杭州互联网法院的实证研究
网络安全与数据治理 2023年3期
王立源
(中央财经大学法学院,北京100098)
摘要: 异步审理模式基于其在时间和空间上的“非同步”性与坚持“直接言词原则”的传统诉讼模式形成了鲜明对比。关于异步审理模式对诉讼效率的影响问题,使用最小二乘法和倾向得分匹配法实证分析了杭州互联网法院5 714份裁判文书,得出以下结论:首先,采用异步审理模式的案件相较于非异步审理的案件显著提高了158%的诉讼效率。基于高效与便捷两种优势,异步审理模式对于当事人接近正义具有积极作用。其次,异步审理模式对于不同案件类型的诉讼效率具有异质性。现阶段,异步审理司法实践更多适用于以银行为主体的借款纠纷。为更好发挥异步审理模式的制度功能,一方面应当明确异步审理模式的适用群体为弱势自然人群体并加强其认知度;另一方面,在诉讼标的额上限定适用异步审理模式的案件范围,突出异步审理模式的非普适性,以减少异步审理模式对于民事诉讼程序正义价值的冲击。
中圖分類號(hào):D92
文獻(xiàn)標(biāo)識(shí)碼:A
DOI:10.19358/j.issn.2097-1788.2023.03.008
引用格式:王立源.異步審理模式的訴訟效率分析——基于杭州互聯(lián)網(wǎng)法院的實(shí)證研究[J].網(wǎng)絡(luò)安全與數(shù)據(jù)治理,2023,42(3):46-52,57.
Ananalysis of the lawsuit efficiency of asynchronous trial pattern: an empirical study based on Hangzhou Internet court
Wei Xinquan
(School of Law, Central University of Finance and Economics, Beijing 100098,China)
Abstract: The asynchronous trialpattern, based on its “non synchronization” in time and space, is in sharp contrast to the traditional lawsuit pattern that adheres to the “direct verbal principle”. On the impact of asynchronous trial pattern on lawsuit efficiency, an empirical analysis using the least square method and propensity score matching method was conducted on 5 714 adjudication documents of the Hangzhou Internet Court. Firstly, cases using asynchronous trial pattern significantly improved lawsuit efficiency by 158% compared to non asynchronous trial cases. Based on the advantages of efficiency and convenience, the asynchronous trial pattern has a positive effect on the parties′ access to justice. Secondly, the asynchronous trial pattern has heterogeneity in the lawsuit efficiency of different case types. At this stage, the judicial practice of asynchronous trial is more applicable to loan disputes dominated by banks. To better leverage the institutional function of the asynchronous trial pattern, on the one hand, it should be clear that the applicable group of the asynchronous trial pattern is the vulnerable natural person group and strengthen its awareness; on the other hand, it should limit the scope of cases applicable to the asynchronous trial pattern in terms of the amount of litigation object, and highlight the non universality of the asynchronous trial pattern to reduce the impact of the asynchronous trial pattern on the justice value of civil procedure.
Key words : asynchronous trial; Internet courts;summary procedures; access to justice; the Principle of Directness and Verbalism

0    引言

在移動(dòng)互聯(lián)技術(shù)日新月異的當(dāng)下,我國(guó)法院系統(tǒng)積極適應(yīng)信息時(shí)代的發(fā)展趨勢(shì),特別是順應(yīng)“互聯(lián)網(wǎng)+”趨勢(shì)而設(shè)立的互聯(lián)網(wǎng)法院,更是擔(dān)當(dāng)了探尋技術(shù)革新背景下在線訴訟制度設(shè)計(jì)的“試驗(yàn)田”的角色。在此過(guò)程中,杭州、北京、廣州互聯(lián)網(wǎng)法院各自出臺(tái)了相應(yīng)的具有試點(diǎn)性質(zhì)的互聯(lián)網(wǎng)在線訴訟規(guī)則,其中有關(guān)異步審理(又稱非同步審理)這一新型訴訟審理模式的規(guī)定引起了民事訴訟法學(xué)界的關(guān)注。非同步審理模式在2018年4月2日首次上線于杭州互聯(lián)網(wǎng)法院,后續(xù)被《人民法院在線訴訟規(guī)則》吸收完善。2021年6月17日,最高人民法院發(fā)布《人民法院在線訴訟規(guī)則》,正式明確了異步審理模式的機(jī)制效力及適用條件。異步審理是將原來(lái)需要各方訴訟主體在同一時(shí)空共同完成的訴訟活動(dòng),由各方訴訟主體依托訴訟平臺(tái),在一定時(shí)間范圍內(nèi)分別完成并統(tǒng)一匯集至訴訟平臺(tái),利用信息技術(shù)可記錄留痕、可查詢追溯的特點(diǎn),打破時(shí)空限制,提供訴訟便利。




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作者信息:

王立源

(中央財(cái)經(jīng)大學(xué)法學(xué)院,北京100098)


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